The commission’s proposal will make it more difficult for clients “to use false identities to establish customer relationships” with advisors, according to Chair Gary Gensler.

The acquisition of Soudmark Wealth Management is Edelman’s first deal of 2024.

How illogic in DOL’s Retirement Security Rule produces a crisis of identity for insurance professionals.

Live, in person and interactive training works best.

This new wave of 'RIA breakaways' is feeling the pushes and pulls of an evolving industry.

Based in Los Angeles, Eric Gray and Lance Polverini specialize in ultra-high-net-worth clients.

The debate at the conference reflects a broader dispute taking place across corporate America over the role of DEI.

At its inaugural investor forum for the RIA community, the firm presented its vision of playing a bigger role as an advisor to RIA practitioners.